Research Article
COP21 Implementation: Strategies or “Muddling Through”
Jan-Erik Lane*
Fellow with Public Policy Institute in Belgrade, Address: 10 Charles Humbert, 1205 Geneva
*Corresponding author: Jan-Erik Lane, Fellow with Public Policy Institute in Belgrade, Address: 10 Charles Humbert, 1205
Geneva; E-mail: janeklane@gmail.com
Article Information: Submission: 17/01/2016; Accepted: 11/02/2016; Published: 19/02/2016
Copyright: © 2016 Lane JE. This is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly
cited.
Abstract
The COP21 Agreement among the governments of the world obliges them to initiate the process of halting or reducing the emission of greenhouse
gases, especially CO2:s by 2018-2020. In the social sciences, the commitment calls for decentralised policy-making by the states or nations. The technical
term is policy implementation. But the lessons from the policy sciences is that implementation, viz successful implementation is hard to come by. Avoiding
lengthy and transaction costly discussions about economic policy measures, the article suggests a simple administrative solution: Dismantle coal fired power
stations as much as possible; put strong filters on the remaining ones until they can be abandoned; compensate the biggest emitters of CO2 from the new
super fund. Awaiting the massive transfer from fossil fuels to renewables will be too slow process for stemming climate change, however desirable this is.
Keywords
GHG emissions; CO2 emissions; Policy implementation; Coal energy; Reducing CO2:s
Introduction
It may be correct to hail the COP21 approach to the climate
change problematic a turnaround for mankind, establishing with
unanimity of governments of the states of the world that total CO2 emissions are going to be halted in growth, reduced considerably and
finally completely abolished, even if it would take the entire century!
This is all ambitions, promises, talk – i.e. intentions ex ante. An
entirely different matter is the set of outcomes ex post – in reality the
important aspect of the COP21 approach.
The COP21 Agreement is meant to guide the UN and 195
governments/states for almost the entire century. Yet, it is somewhat
opaque or ambiguous:
- Is it a treaty or just a promise, i.e. how is it binding?
- Can its implementation be evaluated in a neutral and objective
fashion?
- Can the overall objective be broken down into measurable middle range targets?
- Is there some continuously operating overview mechanism?
- Are there so-called implementation fixers?
- How is the super fund to be operated and by whom?
Given that the global ambition is to show policy results already
around 2020, much attention must be devoted now to implementation
issues. Thus, one wants to halt the progression of CO2 emissions as
early as possible and rescue what is left of the rainforests. How to
implement such objectives on a global scale?
The signatories of the COP21 Agreement would benefit from
taking stock of the huge debate about rational policy-making in the
social sciences. Is there a rational strategy for decarbonisation in the
nations of the world? If so, will it be implemented?
Implementation Theory:
The distinction between intention and outcomes became the central point in the social theory of implementation, created by late
American Aaron Wildavsky (1973, 1984) [1,2]. The gulf between the
enactment of policy ex ante and its implementation ex post is beset by
paradoxes and ambiguity, the more so the loner the time spa between
ex ante and ex post. He studied the following difficulties:- Un-intended and un-recognizes outcomes
- Flaws in the policy theory about ends and means
- Resistance to change among locals
- Incoherent outcomes necessitating new policies
- Misunderstanding between central policy-makers and local
implementers about objectives and restraints.
Wildavsky rejected the idea of complete implementation or
fully successful implementation from a static point of view, as he
observed goal conflicts, different recommendation of means and
various interpretations of the outcomes, from positive to negative.
Instead, implementation of policy decisions at the centre by local
implementers had to be conceived as an evolutionary process where
learning and change played a major role – a dynamic conception.
In an important paper, Paul Sabatier (1988, 1989) argued that
successful implementation putting the goals into real life outcomes
requires not so much formal organisation and hierarchy of command
[3,4]. The so-called “fixers” are the key players in the stage ex
post the enactment of policy decisions, and they can come from
various organisations creating a powerful informal group to handle
implementation.
Finding the “implementation fixers” to manage CO2 emissions
and forest protection will prove tricky, as players at various levels
– international, national, regional and local – have to cooperate,
including the civil society organisations.
Implementation, or the carrying through of policy, is fraught with
strategic behaviour, including opportunism with guile. How this is to
be controlled in the COP21 approach is going to be a major headache.
And the process of implementation will be long.
The Chief Target: CO2 Emissions:
Figure 1 presents a nice overview of the greenhouse gases and
the problematic targets of halting CO2 and stop deforestation. Since
CO2 emissions from fossil fuels and deforestation make up such a
large part of the greenhouse gases, they appear promising for policymaking.
Reducing deforestation would be doubling significant, as
trees and vegetation absorb CO2.Now, how is the objective to decrease CO2 emissions to be
achieved? The main responsibility would fall upon the states,
with various levels of governments involved. So the question of
implementation becomes: Do the implementers know what to and
are they will to do it?
The outcomes of the implementation process depend upon three
abstract things:
- Information: technology, innovative skills, organisational
leadership,
- Motivation: belief in the objectives, willingness to contribute,
endurance,
- Resistance: conflicts, delays, misunderstandings, goal
displacement
In an implementation process that takes several years, these three
elements are bound to change or be transformed. This explains why
a policy ex ante may be very different in outcomes ex post, as well
as why Wildavsky underlined learning and evolution. The COP21
Agreement is bound to meet resistance, open or tacit, because there
are economic costs involved in implementing it. Now, what are
the means available to the urgent implementation of this objective:
decarbonisation?
Decarbonisation:
CO2 emissions come from almost every sector in the economy,
according to Figure 1: energy production, transport, industry,
agriculture, forests and biomass, housing, as well as water and waste.
Countries will have to start looking at their specific situation in order
to devise a set of decarbonisation policy measures:1) Massive use of solar power;
2) Increase water power;
3) Closing down of coal power plants;
4) Put coal filter on every coal plant;
5) CCS: trapping and separating the CO2 from other gases,
transporting this captured CO2 to a storage location, and
storing that CO2 far away from the atmosphere ;
6) CDR: Sucking CO2 from the atmosphere;
7) Employing much more of natural gas;
8) Expand wind energy;
9) Built more nuclear power stations; use thermal and wave
power; better mileage on cars and trucks; natural gas on
buses; no subsidies to diesel.
Decarbonisation also involves forestry and agriculture: Eliminate
or reduce forest fires; Agriculture: change production methods and
food habits to reduce massive emissions of CO2 and also methane.
The policy mix chosen for decarbonisation will depend upon the
country situation with regard to both emissions and energy sources.
Nations that use lots of coal must reduce this dependency quickly.
Solar and wind power must be resorted to on a much grander scale.
Compare little Denmark that has 40 per cent coming from wind power sources. Can this be imitated in other bigger countries where
it is windy or sunny?
Technological innovations are going to be of utmost importance,
like the storing of electricity from solar power, the massive use of
LNG, improved mileage of cars and electricity power cars, new filters
on fossil fuels burning stations to capture C02, etc. This is the great
challenge for engineers and natural scientists in this century.
However, the best solutions do not come about automatically,
which the social scientists would remind about. There are so-called
“veto-players” in the implementation of the CO21 Agreement:
- Vested industry interests coal, car, agriculture, etc.;
- Quick profits in energy and agriculture;
- State sovereignty concerns;
- A narrow and myopic view on economic development/
growth;
- The shipping industries and air transportation industries
polluting a lot with little demand for decrease.
The feasibility of policy implementation has been discussed back
and forth in political science, public administration and economics.
The pessimism of Wildavsky is shared by those who reject the
possibility of rational decision-making. Instead, they favour the
Herbert Simon model of “bounded rationality”, which implies that
somehow and at some point in time some policies but not all meet
with a few favourable outcomes – government is muddling through
(Charles Lindblom). Rational policy-making was rejected as unfeasible
by major scholars theorizing policy-making, stating that rational plans
about ends and means were merely precepts (D. Waldo), or wishful
thinking blending politics and administration, values and science (P.
Appleby). Perhaps global policy-making in relation climate change is a “garbage can”, meaning that solutions chase an unknown problem
in total confusion, successful implementation is just luck and when
new people take over they come up with other policy identification (J.
March and J.P. Olsen).
Yet, global warming cannot wait for the resolution of the
feasibility of rational policy-making, as things press more and more.
Thus, the total size of CO2 in the atmosphere keeps going up, despite
a small reduction in CO2 emissions 2015: December 6 - 12, 2015:
401.31 ppm; December 6 - 12, 2014: 398.93 ppm; December 6 - 12,
2005: 379.67 ppm. One may tentatively identify a few reasonable
precepts for a global emission reducing policy.
Implementation Strategies: A few rational precepts:
Each nation has to develop its own strategy in order to comply
with the COP21 Agreement. The choice of policy measures for
implementation of the goal of halting and reducing greenhouse gases
(GHG) or CO2 will take the basic parameters of the country situation
in terms of energy consumption into account. One may identity
certain aspects of the entire implementation project that somehow
enters how the COP21 framework will fare.1) When targeting CO2 emissions in policies, it is always the
real outcomes that matter, namely: i) size of total emissions of CO2, ii) total amount of CO2 in the air. Even if the first no
longer increase, the second may still augment.
2) The global warming problematic is not symmetrical among
nations, as a few countries are responsible for much of the
emissions of GHG:s or CO2:s.
It is the total size of the GDP that makes a country a major emitter.
The fact of the matter is that there is a small set of huge polluters of
GHG:s or CO2:s. If they start decreasing, it would mean a lot. Most
other countries are too small to play a big role in the global warming
game.
Table 1 lists the 2014 annual CO2 emissions estimates (in
thousands of CO2 tonnes) along with a list of emissions per capita (in
tonnes of CO2 per year) from same source. The data only considers
carbon dioxide emissions from the burning of fossil fuels and cement
manufacture, but not emissions from land use, land-use change,
and forestry. Emissions from international shipping or bunker fuels
are also not included in national figures, which can make a huge
difference for small countries with important ports. The top 10 largest
emitter countries account for some 65 per cent of the world total.
During 2015, Indonesia has moved up sharply on the list due to the deforestation of Kalimantan. By targeting the largest emitters of
CO2, major reductions are feasible.
3) One should not target CO2 emissions per capita, because
mostly small countries rank high but with small total
emissions.
It is only fair that all countries contribute in a global climate
change policy according to the COP21 framework. But the huge gains
are not to be found in Figure 2 with emissions per person.
Although the data in Figure 3 is a little bit old, it shows that most
huge emitters of CO2 totally speaking do not have the largest CO2
emissions per capita, except the US. Today the biggest emissions per
capita are to found in the Gulf (Figure 2).
One should of course require that these gigantic emitters –
per capita – form part of the CO2 approach, but from the point of
view of a decisively large reduction of CO2:s, they matter little. The
implementation of COP21 Agreement must target the emitters in
Table 1.
4) There is no evidence for an environmental Kuznets’ curve
when it comes to GHG:s or CO2:s. An EKC would imply that
economic development or growth solves the global warming
problem, as emissions per capita would go down with higher
GDP per capita.
However, the evidence points at the opposite. The richer a country
becomes, the more energy it consumes both totally and per capita. On
the other hand, it holds that the emissions per GDP unit falls, but this
is compensated by increases in GDP!
Thus, the problem will get worse if nothing is done with economic
growth as the first priority globally.
5) Targeting GHG:s, one should focus on the largest component,
namely CO2:s. One may also wish to seek to reduce methane
emissions, but CO2 reduction would have the largest impact
and probably quickest.
CO2 emissions constitute more than 75 per cent of all GHG:s
with 65 per cent coming from industry, transportation and housing
as well as 10 per cent from forestry and land use.
6) Targeting CO2 emissions, one would like to know where
they come from. It is first and foremost coal that is the
culprit.
Now, the emissions such as CO2 vary by various fuels of energy.
Different fuels emit different amounts of carbon dioxide (CO2)
in relation to the energy they produce when burned. To analyze
emissions across fuels, compare the amount of CO2 emitted per unit
of energy output or heat content Table 2.
The amount of CO2 produced when a fuel is burned depends
upon its carbon content. Heat content, i.e. the amount of energy
produced by a fuel, is a function of the carbon (C) and hydrogen (H)
content of the fuel. Thus, heat is produced when C and H combine
with oxygen (O) during combustion. Natural gas is primarily
methane (CH4). It is important to point out that methane has higher
energy content relative to other fuels. It has a relatively lower CO2-
to-energy content 5,6. W0ater and various elements, such as sulfur and
non-combustible elements in some fuels reduce their heating values
and increase their CO2-to-heat contents Figure 4,5.
Besides targeting coal replacing it or employing filters to reduce
CO2:s, one must look at energy efficiency globally, from one country
to another.
7) If coal is replaced as a major energy source by natural gas or
renewables, the COP21 objectives would be implemented no
doubt.
Conclusion
COP21 and Coal Power:
It seems reasonable to target coal first and foremost. Nations
should be convinced not to construct them anymore, to close them
down if old, and to put strong filters upon them if young. This policy
recommendation should be followed by the largest emitter, listed
above. If this policy is costly to implement, then the super fund
should be employed for compensation. Removing the CO2 emissions
from coal would go a long way towards saving Planet Earth and its
invaluable environment for sustainable life conditions for all species,
including humans.