Review Article
Role of Formative Research in Implementing Multiple Micronutrient Sprinkle Interventions in India
Rini MK1*, Rajeswari M2 and Sandeep BV3
1Department of Food, Nutrition & Dietetics, Andhra University, India
2Department of Food, Nutrition & Dietetics, Andhra University, India
3Department of Zoology, Andhra University, India
*Corresponding author: Rini MK, Department of Food, Nutrition & Dietetics, College of Science & Technology, Andhra
University, India, E-mail: rini.thesis2015@gmail.com
Article Information: Submission: 05/05/2019; Accepted: 16/07/2019; Published: 19/07/2019
Copyright: © 2019 Rini MK, et al. This is an open access article distributed under the Creative Commons Attribution License, which
permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Abstract
Formative research is necessary to effectively develop and implement a Sprinkles intervention in a new setting. There is a lack of journal articles which
emphasise on describing in detail the formative research to develop Sprinkles interventions, especially in India. Formative research involves a variety of
qualitative and quantitative methods to help inform recruitment and retention of study participants, determine measurement procedures and acceptability, and
aid in intervention design and implementation. It is the process by which researchers define and assess attributes of the community or target audiences that
are relevant to the specific public health issue of interest. It has been estimated that around 2 billion people worldwide suffer from micronutrient malnutrition.
Micronutrient Powders (MNPs) are an innovation developed for Home Fortification (HF) to address anaemia and vitamin and mineral deficiencies in vulnerable
populations. While originally designed for consumption by older infants and young children, MNPs can provide micronutrients to other vulnerable populations
by enabling families to fortify many different foods in the home, without changing the diet that is the concept of home fortification. Recently, the World Health
Organization (WHO) issued global, evidence informed recommendations on home fortification with MNP. In order to implement multiple micronutrient sprinkles
interventions in a country like India, which has several states with different cultures and diversities, implementing interventions in each state can be a hard
task, but carrying out formative research in each of these states with focus on local language, traditions, beliefs and cultures for example packaging & design
of sprinkles sachets can be in the local languages which have the potential for paving the way for better implementation of multiple micronutrient sprinkles
interventions.
Keywords
Formative research, Multiple micronutrient sprinkles, Complementary feeding, Interventions, Vitamins
Introduction
Formative research involves a variety of qualitative and
quantitative methods to help inform recruitment and retention
of study participants, determine measurement procedures and
acceptability, and aid in intervention design and implementation. It
is the process by which researchers define and assess attributes of the
community or target audiences that are relevant to the specific public
health issue of interest [1]. Quantitative methods generate numeric
data and are often designed to produce information that is statistically
representative of the intended audience. Qualitative research is used
to gain insight into the health issue or behavior the project intends to
address; relevant characteristics of primary and secondary audiences;
communication access, habits and preferences; and the main
factors that hinder and drive behavior. Qualitative methods may be used when program planners need to get an understanding of the
attitudes, habits and behaviors of their audience but do not need to
estimate the proportion of the attitudes, beliefs or knowledge levels
in the population (www.compassforsbc.org) [2]. Qualitative methods
collect verbal, descriptive information that is often rich in detail but
cannot be generalized to an entire population or intended audience.
Formative research is critical to developing program materials, tools
and approaches that are culturally, geographically appropriate and the
information gathered during formative research will enable project
sites to tailor field operations to their local settings and to identify
and address any barriers to operations [3]. This process is conducted
before an intervention is developed or implemented to obtain detailed
information about the people for whom, and the context in which,
interventions will be designed [4]. Formative research can also help facilitate relationships between researchers and target populations
[4,6]. Developing effective behaviour change interventions as a core
component of nutrition activities is becoming increasingly important
[7]. Research conducted during the development of a program to help
decide on and describe the target audience, understand the factors
which influence their behaviour, and determine the best ways to
reach them. It looks at behaviors, attitudes and practices of target
groups, involves exploring behavioural determinants, and uses a
myriad of methods to collect data. Formative research may be used to
complement existing epidemiological and behavioural data to assist
in program planning and design [8]. It is also necessary to effectively
develop and implement any intervention involving children in a new
setting and especially in a country like India where, literacy rate is
low among the caregivers. Several domains of inquiry are needed
to develop effective, integrated interventions aimed at improving
child growth, health and development outcomes. At a minimum,
these include individual attitudes, beliefs and behaviours about
Infant and Young Child Feeding (IYCF) and child development, as
well as facilitators and barriers to optimal care, feeding, and early
child development practices within the local context [9]. Formative
research can improve and increase the likelihood of desired
effects and also increase the likelihood of adequate exposure. 18
Comprehensive formative researches is a critical component in the
design of successful health mass media campaigns [10]. It provides a
mechanism to understand behaviour, identify potential approaches
and test messages [11].
When to conduct formative research? Formative research is
conducted during the development of a program to help decide on and
describe target audience(s), understand the factors which influence
their behaviour, and determine the best ways to reach them. It looks
at behaviours, attitudes and practices of target groups, involves
exploring behavioural determinants, and uses a myriad of methods
to collect data. Formative research may be used to complement
existing epidemiological and behavioural data to assist in program
planning and design (CD Cynergy Social Marketing Edition, Centres
for Disease Control and Prevention).
What should be included in formative research? Formative
research should combine several methods and use different sources
of information so as to take into account different perspectives and
cross-check the data obtained. Where resources are insufficient for
large-scale surveys, participatory research methods, e.g. focus group
discussions, can be used to obtain basic information. It may also
include a baseline study, i.e. an initial assessment of the situation
the campaign aims to change. Ideally, this assessment should be
conducted in the early campaign planning stages, well before any
campaign activities take place. The baseline study provides a critical
reference point for assessing changes and impact, as it establishes a
basis for comparing the situation before and after an intervention,
and for making inferences as to the effectiveness of the campaign (UN
WOMEN, 2012).
Some of the common formative research methods include
Focus group discussions, Key informant interviews, Observational/
environmental scans & Surveys.
Focus group discussion: It is a qualitative approach to gain an in-depth understanding of social issues. The method aims to obtain
data from a purposely selected group of individuals rather than from
a statistically representative sample of a broader population [Alzheimer disease , Limbic System, Hippocampal formation , Orbito- frontal cortex , Pre frontal cortex , Cingulate cortex .]
Observations: Unlike information collected from interviews,
observations rely solely on what is seen by the researcher. Observations
can be used to both validate and build on information gathered
through other data sources, and they are essential for properly
assessing potential MSM venues for eligibility and accessibility. By
observing a venue’s attendees and layout, project sites can determine
the level of attendance at the venue, the demographic characteristics
of the venue attendees, and the logistics and safety of conducting field
operations at the venue. Being there and observing what is happening
“on-the-ground” can also provide greater insight into the behaviors
and social networks of the local MSM population [3].
Key informant interviews: are qualitative in-depth interviews
with people who know what is going on in the community. The
purpose of key informant interviews is to collect information from
a wide range of people-including community leaders, professionals,
or residents-who have first-hand knowledge about the community.
These community experts, with their particular knowledge and
understanding, can provide insight on the nature of problems and
give recommendations for solutions (healthpolicy.ucla.edu.in).
Micronutrient deficiencies in India:It has been estimated
that around 2 billion people worldwide suffer from micronutrient
malnutrition (International Food Policy Research Institute 2016)
meaning that they are not getting enough vitamins and minerals,
which are essential for normal physiological functioning and
therefore health, either due to an inadequate diet or poor absorption
as a result of infection, disease or inflammation. Whilst most
micronutrient deficiency disorders can be reversed with provision of
the missing micronutrients, some can result in irreversible, lifelong
consequences (e.g. intellectual disability in children due to maternal
iodine deficiency, particularly during early pregnancy) [13]. Of most
concern from a public health perspective are vitamin A, zinc, iodine
and iron deficiencies, with iron deficiency being the most prevalent
and widespread [14]. Due to the lack of sustainable solutions, as of
2016, 2 billion people, about one-third of the world’s population, are
iron deficient, and 250 million school aged children are vitamin A
deficient (WHO.in) [15]. Other micronutrient deficiencies of public
health concern include zinc, folate and the B vitamins. In many
settings, more than one micronutrient deficiency coexists, suggesting
the need for simple approaches that evaluate and address Multiple
Micronutrient (MMN) malnutrition [16]. Cereal-pulse based Indian
diets are qualitatively deficient in micronutrients particularly iron,
calcium, vitamin A, riboflavin and folic acid (hidden hunger), due
to low intake of income-elastic protective foods such as pulses,
vegetables particularly Green Leafy Vegetables (GLV), fruits, and
foods of animal origin. In recent years, there has been substantial
erosion of area under cultivation of coarse grains and millets
and share of these nutritious grains in total cereals produced and
consumed (Directorate of sorghum research 2010) [17].
Multiple micronutrient sprinkles as an innovative strategy
for alleviating micronutrient deficiencies: Micronutrient Powders
(MNPs) are an innovation developed for Home Fortification (HF) to address anaemia and vitamin and mineral deficiencies in vulnerable
populations. While originally designed for consumption by older
infants and young children, MNPs can provide micronutrients
to other vulnerable populations by enabling families to fortify
many different foods in the home, without changing the diet
that is the concept of home fortification. Recently, the World
Health Organization (WHO) issued global, evidence informed
recommendations on home fortification with MNP [18]. Following
these guidelines, several countries in Asia have become more active
in designing and implementing home fortification programs. As
in other public health programs, using formative research to gain
a clear understanding of local context to guide the planning and
implementation of these programs is critical if they are to achieve the
desired level of acceptance, coverage, and utilization of MNP by the
target beneficiaries [19]. A large body of evidence exists indicating
that home fortification of complementary foods with Micronutrient
Powders (MNP), coupled with a comprehensive behaviour change
communication strategy that ensure acceptance, adequate intake, and
utilization of micronutrients, is effective in reducing anaemia and
deficiencies of several micronutrients among children 6 to 23 months
of age [20,21].
Formative research carried out in developing multiple
micronutrient sprinkle interventions: A formative research was
carried out in ordre to explore people willingness to pay for multiple
micronutrient powders in a resource poor context like Niger formative
research was carried out in four sites, 84 focus group discussions
among mothers [22], fathers and grandmothers of children 6-23
months were conducted, as well as 80 key informant interviews of
mothers who participated in a home study where their children 6-23
months were given either Sprinkles®
for a period of four weeks. The
mothers who used product were pleased with the improvements
they saw in their children’s health, including increased appetite,
weight gain and increased energy and activity. A few mothers were
concerned with how they would be able to provide for their child’s
increased appetite. Most participants across all four sites reported
that they would be willing and able to afford to buy a single sachet of
either Sprinkles®
at a cost of US$0.03 several times a week.
A similar study was conducted to describe community members’
reactions to and experiences using Sprinkles [23], with an emphasis
on acceptability, utilization, and promotion, among Lou families in
western Kenya which included fourteen initial focus groups involving
mothers, grandmothers, vendors, women who purchased multiple
micronutrient sprinkles from vendors, and adults in the general
population and in 25-family home study, each child 6 to 59 months of
age in the household received 30 sachets (1 per day). Results revealed
that Sprinkles were highly acceptable to adults and most children;
some children thought Sprinkles were sugar. Most home study
families prepared and used Sprinkles correctly and expressed positive
reactions to colors that they perceived as attractive and to a picture
of a healthy child on the MNP package. All families reported positive
effects, particularly increased appetite, and recommended Sprinkles;
none experienced major problems.
One study conducted in Aileu district of Timor-Leste has proved
that using formative to guide the planning and implementation of home fortification programs is critical if they are to achieve the
desired level of acceptance and coverage by the target beneficiaries.
Formative research was essential to explore contextual factors that
could influence acceptance, delivery, and use of Micronutrient
Powders (MNP). A 14 day usability trial was carried out in which a
total of 45 mothers fed their children MNP daily and were interviewed
about their experience. The findings revealed limited exclusive
breastfeeding and early introduction of complementary food due to
traditional beliefs and poor knowledge, was predominant. MNP was
generally liked by the respondents. Thirty of the 45 children in the trial
consumed all of the 14 MNP sachets provided to them. The majority
of mothers (n ≥ 30) split and fed the daily dose of MNP at different
times of the day. They gave several reasons for this practice, including
changes in the colour of food when a whole sachet of MNP was added.
Only six mothers shared MNP-fortified food among siblings. The
participants suggested contextual attributes that could influence their
adoption of MNP, including preferred name, packaging design, and
delivery channel. They preferred orange-colour sachets with a picture
of a “healthy” Timorese baby along with instructions of use [24-28].
Conclusion
Interventions to prevent and/or treat micronutrient deficiencies
exist, including promotion of breastfeeding, fortification of staple
and complementary foods, and provision of supplements. However,
implementation bottlenecks and barriers (including lack of adherence
to dosing regimens, low acceptability, poor distribution channels,
and lack of availability of skilled health workers) may reduce the
effectiveness and impact of these and other interventions to address
micronutrient deficiencies. Multiple micronutrient powders have
been developed as alternative way of providing micronutrients to
populations where other interventions are difficult to implement.
Multiple micronutrient powders are single-dose packets of vitamins
and minerals in powder form that can be sprinkled onto any ready
to eat semi-solid food consumed at home, school or any other point
of use. The powders are used to increase the micronutrient content
of a child’s diet without changing their usual dietary habits. In order
to implement multiple micronutrient sprinkles interventions in a
country like India, which has several states with different cultures and
diversities, implementing interventions in each state can be a hard
task, but carrying out formative research in each of these states with
focus on local language, traditions, beliefs and cultures for example
packaging & design of sprinkles sachets can be in the local languages
which have the potential for paving the way for better implementation
of multiple micronutrient sprinkles interventions.